RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200443 SEPARATION DATE: 20061103
BOARD DATE: 20130221
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an activated Reserve SGT/E-5 (11B10/Infantryman), on a temporary
tour of active duty, medically separated for chronic bilateral knee and ankle pains with
radiographic evidence of degenerative joint disease (DJD) in all joints. The CI first noted
symptoms while deployed and was evacuated from theater for fever and polyarthralgias. The
chronic bilateral knee and ankle pain conditions did not improve adequately with treatment to
meet the physical requirements of his Military Occupational Specialty (MOS) or satisfy physical
fitness standards. He was issued a permanent P3/U3/L3/H3/S2 profile and referred for a
Medical Evaluation Board (MEB). The MEB forwarded nine conditions to the Informal Physical
Evaluation Board (IPEB) for adjudication. The IPEB adjudicated gouty and degenerative arthritis
involving the ankles, knees and elbows with an acute flare following mobilization in August
2005 as a single unfitting condition, and determined the condition existed prior to mobilization
and followed a course of normal progression without permanent service aggravation. It was
therefore unrated. The remaining six conditions were forwarded by the MEB as meeting
retention standards, and were not addressed by the IPEB. The CI appealed to the Formal PEB
(FPEB). The FPEB adjudicated the chronic bilateral knee and ankle pain with radiographic
evidence of degenerative joint disease (DJD) in all joints as a single unfitting condition with
application of the Veterans Affairs Schedule for Rating Disabilities (VASRD) and rated it 10%.
The FPEB determined the gouty arthritis condition was well controlled with medication at that
time, and was no longer unfitting and therefore non-compensable. The FPEB also determined
that the remaining conditions, forwarded by the MEB as medically acceptable, were not
unfitting and not ratable. All conditions identified and forwarded by the MEB and addressed by
the FPEB are identified in the rating chart below. The CI made no further appeals and was then
medically separated with a 10% disability rating.
CI CONTENTION: I was severely injury / illness during the time of rating but an unfair rating
was issue. I was on crutches and as of today Im on crutches when its worse + on cane e/ day.
The CI also states Also I was P3 on hearing but I was not rated. Also my PTSD (posttraumatic
stress disorder) was not rated.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for unfitting conditions will be reviewed in all cases. The CIs unfitting ankle and knee
conditions, as well as his not unfitting gout, depression (PTSD contended) and hearing loss
conditions, as requested for review, meet the criteria prescribed in DoDI 6040.44 for Board
purview and are addressed below. Any conditions or contention not requested in this
application, or otherwise outside the Boards defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service FPEB Dated 20060907
VA (4.5 Mos. Post-Separation) All Effective Date 20061104
Condition
Code
Rating
Condition
Code
Rating
Exam
Bil Knee & Ankle Pain w/
X-Ray Evidence of DJD in
All Joints
5003
10%
Degenerative Arthritis Lt Knee
5002-5260
10%
20070314
Degenerative Arthritis Rt Knee
5002-5260
10%*
20070314
DJD, Lt Ankle
5002-5260
10%**
20070314
DJD, Rt Ankle
5002-5260
10%**
20070314
Gouty Arthritis*
Not Unfitting
Gouty Arthritis, Lt Great Toe
5002-5284
10%
20070314
Gouty Arthritis, Rt Great Toe
5002-5284
10%
20070314
Headaches
Not Unfitting
NO VA ENTRY
20070314
LBP
Not Unfitting
Osteophytes, Thoracolumbar
Spine
5002-5242
10%
20070314
Neck Pain
Not Unfitting
Osteophytes, Cervical Spine
5002-5242
10%
20070314
Depression
Not Unfitting
PTSD
9411
50%
20070509
ED
Not Unfitting
ED
7522
0%
20070314
Hearing Loss
Not Unfitting
B/L Hearing Loss
6100
NSC
20070228
.No Additional MEB/PEB Entries.
Tinnitus
6260
0%
20070228
0% X 2 / Not Service-Connected x 3 (Includes Above)
20070314
Combined: 10%
Combined: 80%
*30% effective 20100802; 20% effective 20100802; Instability left and right knee, 10% each, added effective 20110512
ANALYSIS SUMMARY: The Disability Evaluation System (DES) is responsible for maintaining a fit
and vital fighting force. While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short a members
career, and then only to the degree of severity present at the time of final disposition. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation nor for conditions
determined to be service-connected by the Department of Veterans Affairs (DVA) but not
determined to be unfitting by the PEB. However the DVA, operating under a different set of
laws (Title 38, United States Code), is empowered to compensate all service-connected
conditions and to periodically re-evaluate said conditions for the purpose of adjusting the
Veterans disability rating should the degree of impairment vary over time. The Board utilizes
DVA evidence proximal to separation in arriving at its recommendations; and, DoDI 6040.44
defines a 12-month interval for special consideration to post-separation evidence. The Boards
authority as defined in DoDI 6044.40, however, resides in evaluating the fairness of DES fitness
determinations and rating decisions for disability at the time of separation. Post-separation
evidence, therefore, is probative only to the extent that it reasonably reflects the disability and
fitness implications at the time of separation. The Board has neither the jurisdiction nor
authority to scrutinize or render opinions in reference to the CIs statements in the application
regarding suspected DES improprieties in the processing of his case. The Board noted that the
PEB combined the bilateral knee and ankle pain as a single unfitting condition coded 5003 and
rated 10%. The PEB may have relied on AR 635.40 (B.24 f.) and, or the US Army Physical
Disability Agency pain policy for not applying separately compensable VASRD codes. Not
uncommonly this approach by the PEB reflects its judgment that the constellation of conditions
was unfitting and that there was no need for separate fitness adjudications rather than a
judgment that each condition was independently unfitting. The Board must consider if each
unbundled condition was unfitting in and of itself. If the Board determines that a condition is
separately unfitting, it must apply separate code(s) and rating(s) IAW VASRD §4.71a. The Board
exercises the prerogative of separate fitness recommendations in this circumstance with the
caveat that its recommendations may not produce a lower combined rating than that of the
PEB. The Board first considered the knees and ankles to determine if they were separately
unfitting and, if so, the appropriate rating.
Chronic Bilateral Knee and Ankle Pains with Radiographic Evidence of Degenerative Joint
Disease (DJD) in all Joints Condition. The CI injured his right ankle while in theater with
subsequent swelling and pain. He then had swelling of the left ankle followed by both knees;
this lead to his evacuation from theater. His symptoms continued to progress and he was for a
period of time wheelchair bound. Multiple diagnoses were considered until a diagnosis was
made of gout based on a positive joint aspirate of the left knee. He responded well to
medications for the gout, but had persistent bilateral knee and ankle pain, left 2nd finger pain
and left elbow pain. X-rays of the knees and ankles showed degenerative arthritis.
Knees. There was one goniometric range-of-motion (ROM) evaluation for the knees in
evidence, with documentation of additional ratable criteria, which the Board weighed in
arriving at its rating recommendation as summarized in the chart below.
Knee ROM
MEB ~4 Mo. Pre-Sep
VA C&P ~4.5 Mo. Post-Sep
Left
Right
Left
Right
Flexion (140 Normal)
Full
Full
130
130
Extension (0 Normal)
0
0
Comment
Sl pain with full
flexion/extension
§4.71a Rating
10%
10%
10%
10%
Right knee. The CI first developed right knee pain on 22 July 2005 while deployed. He then had
fever and swelling of the other knee and both ankles which lead to his evacuation from theater
a month later. He was treated with oral steroids and mediations for gout, but had persistent
pain. A rheumatology evaluation on 20 December 2005 noted that he walked with a non-
antalgic gait. Per the narrative summary (NARSUM) a magnetic resonance imaging (MRI) exam
performed on 27 December 2005 showed a deficient anterior cruciate ligament (ACL) and
damage to both the lateral and medial meniscus. It also noted old injuries to the medial and
lateral collateral ligaments (MCL and LCL). At the MEB examination on 4 January 2006, the CI
reported continued pain in both knees, but that the swelling had resolved. The MEB examiner
did not annotate specific findings for the knees. The NARSUM was dictated on 30 June 2006, 4
months prior to separation. It noted the above X-ray findings. On examination, ROM was
noted to be full, but with pain at the extremes of movement. The knee was stable. The FPEB
dated 7 September 2006 noted that the CI had a repair of the right ACL in April of 2006. At the
VA Compensation and Pension (C&P) examination on 14 March 2007, 4 months after
separation, the CI reported intermittent pain with walking and intermittent swelling. He used
both a cane and crutches, but no brace. The CI did endorse intermittent locking and giving
out of both knees. The examiner noted that the CI had undergone repair of both the ACL and
medial meniscus. On examination, he had no effusion, but did have moderate tenderness over
the joint lines. The ROM is noted above and was painful. There was no ligamentous laxity. X-
rays were consistent with the prior ACL repair and showed mild degenerative changes. DeLuca
criteria were negative. The Board considered if the right knee was separately unfitting. It
noted that both the NARSUM and VA examiners documented a stable knee after surgery,
essentially normal ROM and no effusion was noted. The Board unanimously determined that
the evidence did not support a separate unfitting determination for the right knee. The Board
concluded therefore that this condition could not be recommended for a separate disability
rating.
Left knee. The Board then considered the left knee condition. The CI first developed left knee
pain while in theater. He had fever and swelling of the other knee and ankles which lead to his
evacuation from theater one month later. X-rays on 25 August 2005 showed bilateral
degenerative changes. A joint aspirate was positive for gout crystals. He was treated with oral
steroids and mediations for gout, but had persistent pain. On 20 December 2005 a
rheumatology evaluation noted that he walked with a non-antalgic gait. On 4 January 2006 at
the MEB examination, the CI reported continued pain in both knees, but that the swelling had
resolved. The MEB examiner did not annotate specific findings for the knees. The NARSUM
was dictated on 30 June 2006, 4 months prior to separation. It noted the above X-ray findings.
On examination, ROM was noted to be full, but with pain at the extremes of movement. The
knee was stable. An MRI on 5 August 2006 showed possible bone infarcts vice benign cartilage
cysts as well as a tear of the lateral meniscus. The FPEB dated 7 September 2006 noted that
the CI was scheduled to have a meniscectomy in October of 2006. At the C&P examination (4
months after separation), on 14 March 2007, the CI reported intermittent pain with walking
and intermittent swelling. He used both a cane and crutches, but no brace. The CI endorsed
buckling and locking of his knee. The examiner noted that surgery had been recommended, but
not performed. On examination, the CI had no effusion, but did have moderate tenderness
over the lateral joint line. The ROM is above and was painful. There was no ligamentous laxity.
X-rays showed mild degenerative changes. DeLuca criteria were negative. The Board
considered if the left knee was separately unfitting. It noted that both the NARSUM and VA
examiners documented a stable knee, essentially normal ROM and no effusion was noted.
However, it was also noted that there was a tear of the lateral meniscus which had not been
repaired. The Board majority determined that evidence did support a separate unfitting
determination for the left knee. It then considered the coding option. It noted painful motion,
non-compensable but limited motion, and radiographic changes were all present. The Board
considered the different coding options, but determined that none provided a better
description of the underlying disability or provided an advantage to the CI compared to 5003,
degenerative arthritis. It specifically noted that the examination did not support the use of
code 5258 for a dislocated meniscus. The majority recommended the condition be rated 10%.
Ankles. The Board then turned its attention to the ankles. As noted already, the CI developed
pain in both knees and ankles while deployed and was treated for gout with persistent pain.
The CI was next seen for his ankles on 3 August 2005 when he complained of pain in the right
ankle. He was noted to have an old medial avulsion fracture on X-ray. He was treated
conservatively with persistent pain. X-rays on 25 August 2005 showed degenerative arthritis of
both ankles and lateral soft tissue swelling of the right ankle. On 12 July 2006, an MRI of the
right ankle showed thickening of the anterior talofibular ligament and calcaneofibular ligaments
consistent with prior injury and tendinopathy of the Achilles tendon with degenerative changes
of the tibiotalar and talonavicular joints. At the MEB examination on 4 January 2006, the CI
reported continued pain in both ankles, but that the swelling had resolved. The MEB examiner
did not annotate specific findings for the ankles other than a tattoo on the left. The NARSUM
was dictated on 30 June 2006, 4 months prior to separation. It noted the above X-ray findings.
On examination, ROM was noted to be reduced on the left, but the dorsiflexion values
significantly exceed expected values and most likely represent an error. At the VA C&P
examination, 4 months after separation, the CI reported bilateral ankle pain and intermittent
swelling. On examination, he had no effusion, but did have circumferential tenderness over
both ankles. The ROM was normal bilaterally in dorsiflexion and bilaterally reduced 10 degrees
to 35 degrees in plantar flexion. There was no joint instability. All motion was painful.
Strength and sensation were intact. The Board considered if either ankle was separately
unfitting. It noted that the VA examiner documented stable ankles with essentially normal
ROM and no effusion. Only the right ankle had been specifically profiled. Soft tissue swelling
was noted on the right, but not the left ankle. There was no record in evidence that the CI was
seen separately for the left ankle as he had been for the right. The VA examiner diagnosed
right ankle DJD, but left ankle sprain. The Board majority determined that the evidence
supports that the right ankle was separately unfitting and recommends a disability rating of
10% coded 5271 for limitation of motion. The Board unanimously determined that the left
ankle was not separately unfitting. The Board concluded therefore that this condition could not
be recommended for a separate disability rating.
Contended PEB Conditions. The contended conditions adjudicated as not unfitting by the PEB
were gout, depression (diagnosed as PTSD by the VA) and hearing loss. The Boards first charge
with respect to these conditions is an assessment of the appropriateness of the PEBs fitness
adjudications. The Boards threshold for countering fitness determinations is higher than the
VASRD §4.3 (Resolution of reasonable doubt) standard used for its rating recommendations,
but remains adherent to the DoDI 6040.44 fair and equitable standard. The CI was diagnosed
with gout after a positive joint aspirate. The rheumatology NARSUM dictated 11 months prior
to separation noted that his condition was stable, but symptomatic. The general NARSUM
dictated 5 months prior to separation noted that the knee and ankle pain were the primary
problems. Neither the commanders letter nor the profile specifically addresses gout. The
FPEB noted that the gout was well controlled and was no longer unfitting. There were no
clinical visits for the gout condition after the rheumatology NARSUM was dictated. The Board
determined that there is not a preponderance of evidence to change the not unfitting
adjudication by the FPEB. The CI also contends for PTSD. This condition was not diagnosed
while on active status. He was treated for depression and noted to be responding to
medications. His profile was upgraded from an S3 to an S2 during the DES period and he was
determined to meet retention standards. The Board noted that the CI had an H3 profile.
However, his entrance examination showed a significant hearing loss which was essentially
unchanged on the C&P examination after separation. The evidence does not support the
contention that the CIs hearing deteriorated while on active duty. The initial commanders
statement dated 27 March 2006 indicated that posttraumatic stress syndrome and loss of
hearing contributed to the CIs duty impairment. The second commanders letter, dated 5 May
2006, written by the same officer, did not specifically note these limitations but did comment
...is currently assigned to assist with MWR activities, particularly the Schofield pool. He enjoys
his interaction with the public and assisting in managing and maintaining the facility
This
statement does not support significant duty impairment from a mental health condition.
Although depression and hearing conditions were profiled and implicated in the commanders
first statement, neither was judged to fail retention standards at any time during processing
within the DES. All of the contended conditions were reviewed by the action officer and
considered by the Board. There was no indication from the record that any of these conditions
significantly interfered with satisfactory duty performance at the time of separation. After due
deliberation in consideration of the preponderance of the evidence, the Board concluded that
there was insufficient cause to recommend a change in the PEB fitness determination for any of
the contended conditions and therefore no additional disability ratings can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. By a 2:1 vote, the Board
recommends that the bilateral knees and ankles condition be unbundled for rating purposes. In
the matter of the left knee condition, the Board majority recommends a separate disability
rating of 10%, coded 5003 IAW VASRD §4.71a. In the matter of the right ankle condition, the
Board majority recommends a separate disability rating of 10%, coded 5271 IAW VASRD §4.71a.
In the matter of the right knee and left ankle conditions and IAW VASRD §4.71a, the Board
unanimously determined that these are not separately unfitting and that no disability rating can
be recommended. The minority voter, who recommended no recharacterization, did not elect
to submit a minority opinion. In the matter of the contended gout, hearing loss and PTSD
(depression) conditions, the Board unanimously recommends no change from the PEB
determinations as not unfitting. There were no other conditions within the Boards scope of
review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Left Knee DJD
5003
10%
Right Ankle DJD
5271
10%
Right Knee DJD
Not unfitting
Left Ankle Strain
Not unfitting
COMBINED
20%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120519, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
XXXXXXXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxx, AR20130005559 (PD201200443)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation to modify the individuals disability rating to 20%
without recharacterization of the individuals separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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